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The Financial Hippocratic Oath

I recognize that an efficient and ethical financial system is essential to building a prosperous and just society. As a member of the financial services profession, I have responsibilities to my clients, my employer, my community and the broader public. I therefore pledge

  • To act with integrity, competence, respect and objectivity
  • To observe all laws in letter and spirit
  • To place the interests of my clients, colleagues and community ahead of my own
  • To disclose conflicts of interest
  • To seek fair fees and appropriate compensation
  • To respect client confidentiality and trust
  • To use all information appropriately

I make these commitments freely, solemnly and upon my honor.